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July 2007

Safely Deploy Security Templates

The Windows Server 2003 Security Guide gives you some powerful tools—use them wisely
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In addition to providing valuable guidance for hardening your Windows Server 2003 systems, Microsoft's Windows Server 2003 Security Guide contains a series of security templates that you can apply to servers in your environment according to their role. You can choose from three categories of templates:

  • Legacy Client (LC) for environments still running legacy applications that aren't compatible with standard security settings

  • Enterprise Client (EC) for environments aiming to implement the standard level of security recommended by Microsoft

  • Specialized Security – Limited Functionality (SSLF) for high-security environments in which limited functionality is acceptable

For each template category, the guide provides templates for such roles as Domain Controller, Member Server, File Server, and Web Server. Using the templates, you can quickly comply with Microsoft's best practices on a single server or across a series of servers through Active Directory (AD) and Group Policy (GP).

But isn't Windows Server 2003 secure out of the box? And if so, why would you need to use these security templates?

Windows Server 2003 is indeed more secure than any previous version of Windows Server, but different server roles have varying security requirements. And there's still a huge range of additional security settings that you can configure for your particular needs.

In addition, by using these templates to configure server security, you can control, manage, and enforce your servers' security configuration from a central location—AD. Instead of having different or unknown settings that are manually configured (or not controlled by policy) on every server, you can be sure of the configuration and easily manage it.

Although the templates give you an easy way to comply with Microsoft's best practices and simplify configuration management, deploying the templates can create compatibility problems with other applications and affect functionality. To successfully deploy the templates, you need to plan for them early in the security design stage as well as understand the changes they make to your systems and how to roll them out without affecting functionality. You also need to know how to override the templates to meet your organization's security needs.

Inside the Templates
When you deploy the Security Guide templates, they configure four main areas of security. Those areas are

  • Account Policies (Password, Lockout, Kerberos)

  • Local Policies (Audit, User Rights Assignment, Security Options)

  • Event Log

  • Restricted Groups

Unlike previous versions of the Security Guide, Version 2.1 doesn't include a System Services section for defining services and related security settings. Now, you need to either define the settings for each service manually or use the Security Configuration Wizard (SCW) to create a Group Policy Object (GPO) that is based on combined settings from a security template and the wizard's recommended configuration for services when you run it against a reference machine. You can also use the SCW to add Windows Firewall and IPSec configuration settings to a GPO.

The settings configured under the Account Policies, Event Log, and Restricted Groups sections are relatively straightforward and shouldn't cause many problems as long as you understand how the features work. (You can read an overview of the Security Guide at http://www.microsoft.com/technet/security/prodtech/windowsserver2003/w2003hg/sgch00.mspx.) However, User Rights Assignment and Security Options settings under the Local Policies section can cause functionality problems in your environment if you don't plan for them carefully.

For example, deploying the EC – Member Server security template to a member server running Exchange Server 2003 could limit or break your Exchange Server functionality. If Exchange SMTP is configured to accept connections using Windows Integrated Authentication from a server in another Exchange organization, the EC – Member Server security template will prevent SMTP communication between the two servers. The SMTP queue will begin to fill up, and your email won't go anywhere.

Windows Integrated Authentication for Exchange SMTP relies on legacy NTLM authentication, and at the root of the problem are the NTLM settings configured in the EC – Member Server template. Table 1 describes the NTLM configuration before and after the template is deployed. As you can see, in an environment where the EC security templates have not been deployed, there are no special requirements for NTLM session security. However, the EC security templates configure the maximum security requirements, causing Windows Integrated Authentication on Exchange SMTP connectors to fail.

However, as we'll see in a moment, you can override the templates' security policies for particular servers to maintain needed functionality.

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